• Competitive
  • Shanghai, China
  • Festanstellung, Vollzeit
  • Citi China Company Limited 花旗中国
  • 15 Aug 17

Country Compliance Testing Reviewer

Country Compliance Testing Reviewer

  • Primary Location: China,Shanghai,Shanghai
  • Education: Bachelor's Degree
  • Job Function: Compliance and Control
  • Schedule: Full-time
  • Shift: Day Job
  • Employee Status: Regular
  • Travel Time: No
  • Job ID: 17056633


  • Apply solid understanding of Compliance testing standards, Citi policies, and Regulatory Requirements in reviews
  • Pro-active engage with Product/AML Compliance Officers and Business personnel to ensure optimal coverage for planned Compliance Testing target review
  • Prepare, design Compliance Testing Review Program with regulations or Citi policies requirements
  • Execute reviews based on the Review Program, and ensure that Citi maintains "Pristine" Controls against Regulatory Risks
  • Complete the testing review documentation concisely and clearly, and meet the QA standard
  • Address, identify the potential issue or discrepancy with insightful view of regulator focus and emerging risk
  • Assist the business partners to develop solutions / mitigation measures to address potential issue or discrepancy detected in Compliance Testing review, effective oversight of Corrective Action Plans
  • Manage the testing process to ensure the timeline of testing plan completion, and trace the review progress according to Testing Standard
  • Pro-actively follow the corrective action plan with stakeholders to ensure solution delivered within target date, and validate the effectiveness of corrective action plan
  • Interact within the other compliance functions and showing a unified voice to the business
  • Coordinate with compliance officer to perform Compliance Monitoring Program effectively by following Monitoring Standards/Procedures
  • Prepare the Compliance Testing relevant Local regulatory reporting/filing on a timely basis
  • Summarize and present Compliance Testing results to senior management forum such as BRCC, CLCC and Country Risk Management Committee


  • 3 - 5 years' experience in areas related to Compliance, AML, Internal Audit or Control functions
  • Execution capabilities under limited timetables
  • A solid understanding of banking products, Compliance and AML or controls
  • Strong analytic skill, quantities and qualities, to address the compliance risk, root cause and impact linked with facts or observations detected in reviews
  • Effective negotiation skills orally and in writing, a proactive and 'no surprises' approach in communicating issues and reports of reviews
  • Strong interpersonal skills for interfacing with all levels of internal and external counterparties and management
  • Sound judgment on relationships among business development, regulatory risk and control environments
  • Open, constructive communication, sharing of ideas and suggestions, active listening, pro-active participation
  • Fluent Mandarin and English language skills (both written and spoken) 
  • BS/BA degree or equivalent combination of education/experience