Compliance / Recht: aktuell 677 Jobs.Die neuste Jobanzeige wurde geschaltet am 23 Apr 14
Compliance / Recht: aktuell 677 Jobs.Die neuste Jobanzeige wurde geschaltet am 23 Apr 14
The key objective of the Regional Counsel France, Benelux & Switzerland is to provide and/or coordinate the provision of legal services pertaining to the day to day operations of the reinsurance business conducted in France, Benelux & Switzerland
The key objective of the Regional Counsel France, Benelux & Switzerland is to: -provide and/or coordinate the provision of legal services pertaining to the day to day operations of the reinsurance business conducted in France, Benelux & Switzerland; and -ensure compliance with all local laws, regulations and internal requirements. This involves the iden
Unsere Financial Services Legal Practice ist und geschäftsbereichsübergreifend organisiert und unterstützt dadurch die Finanzdienstleistungsbranche in der Handhabung respektive Umsetzung von rechtlichen sowie regulatorischen Vorgaben weltweit
Jeder hat seinen Lieblingsplatz - um nachzudenken, sich mit spannenden Aufgaben zu beschäftigen und etwas zu leisten. Bei Ernst & Young gibt es viele solcher Plätze. Mit Sicherheit überall auf der Welt. 175'000 Mitarbeiterinnen und Mitarbeiter haben ihn in unserem Netzwerk gefunden - ihr Engagement hat uns zu einem der Grossen unter den internationalen Unt
Compliance Team Leader 106071BR For the Compliance Monitoring & Surveillance area within Compliance Switzerland, we are looking for a Team Head for the Suitability and Market Conduct Surveillance team. The team is mandated to independently identify, assess, mitigate and manage compliance risk in the area of suitability, market conduct (IB) and insider dealing, and to evaluate the appropriateness of procedures and guidelines to mitigate such risks on a pro-active basis. Your main responsibility will be to manage, devel
Senior Compliance Officer
In order to replace a member of our team of 7 compliance officers, responsible for the Wealth Management & Swiss Bank, we are looking for a new colleague for the role of Senior Compliance Officer In this role you are responsible for ensuring compliance with the current legal and regulatory standards. These responsibilities include advising management as well as client advisers, identifying and analyzing unusual business relationships as well as carrying out risk assessments. Further responsibilities include the trainin
Senior Regulatory Compliance Manager – Private Banking / Wealth Management
Our client, a leading international private bank is looking for a Senior European Regulatory Compliance Manager to provide guidance and advice on regulatory policy and developments across their private banking businesses in Switzerland, European Union and United Kingdom. The individual would assist in identifying and mitigating risks across the private bank and help promote a proactive regulatory culture within the firm. Duties Include: Review of legal and regulatory developments to identify any compliance risks and issu
Our client is a Corporate & Investment Bank; the Zurich Branch is a provider of innovative solutions, advisory and capital market products, serving the needs of corporations and institutions.
Overview We search for a Compliance Officer to support our client’s compliance team, especially with regards to his growing office in Geneva. You would report directly to the head of Compliance located in Zurich and you would provide Compliance support to the department acting in the field of commodity trade finance. The main Compliance topics are KYC,
On behalf of our client, a leading bank in Zürich, Swisslinx is seeking an experienced AML Monitoring Calibration Officer. This challenging role is broad and will provide a rewarding challenge to an all round professional with a hands-on mentality.
Furthermore, you will take on a wide variety of responsibilities such as: Conducting data-driven analysis and reports Providing clear and accurate understanding of opportunities, risks and impacts in all aspects of decision making regarding AML systems Using the knowledge of AML risks to improve the effectiveness and efficiency of the AML Detection,
A new challenging opportunity has arisen for an experienced Compliance Professional- UAT to join a global bank based in Zurich. This challenging role is broad and will provide a rewarding challenge to an all round professional with a hands-on mentality.
The ideal candidate will have the following profile: Professional experience as a Compliance Officer in a banking environment Excellent understanding of the complexity of the banking regulatory environment in Switzerland Experienced in UAT supervision or project management
On behalf of our client, a well-respected and trusted bank in Geneva, Swisslinx is looking for an experienced Regulatory Compliance Officer.
In this exciting position, which will allow you to further develop your skills within legal and compliance, you will not only take on a wide range of responsibilities, but also work in leading bank in Switzerland who offer an excellent work environment. The responsibilities for this role include: Providing general legal advice on compliance to various departments Ensuring compliance with all applicable regulatory requirements, laws and gu
Take reponsibility for the Compliance of the global business (Onshore and Offshore), regarding all Regulatory and financial crime compliance rules.
Responsibilities Identifying and evaluating compliance risk. Provide advice, guidance and support to ensure that business is conducted in accordance with applicable laws, rules, regulations, codes of practice and standards; Mitigate the risk of operational losses ; continually reassess the operational risks associated with the role and inherent in the business ; ensure that local exposure to compliance and regulatory risk is managed Repor
Compliance Officer, Disclosure & Approvals
Role Purpose Provide compliance leadership on regulatory initiatives and engage key stakeholders and support core projects, as well as delivering high quality, timely advice, guidance and training; especially focused on requirements for regulatory disclosures and reporting, and regulatory approvals Facilitate the fully compliant product and service offering from PBRS and the wealth management activities and support the strategic initiatives. Assist the Head in liaising for Legal and Compliance Risks across the bank. To
Our Client is a growing Life Insurance organisation in Zurich looking for a dynamic and ambitious Legal Counsel
Our Client, a dynamic Insurance company in Zurich, Switzerland is looking for ** Legal Counsel ** for their growing team. The main tasks for this legal counsel role would include: Advising all departments on legal matters; Regulatory Corporate Governance and Insurance Corporate Law Lead independent cases Contact with regulatory authorities locally and internationally The successful Candidate will: Have Legal studies completed, Swiss
On behalf of our client, a reputable Wealth Management boutique, Swisslinx is seeking a Tax Expert to join the Tax Advisory team in Zürich.
In this exciting opportunity your main duties will include: Advising national and international clients in Tax, Legal, Economic and Financial issue topics Develop and manage complex social structures Support seniors in mandate related tax issues In order to be considered as a potential candidate, you have the following profile: An academic background in Law or Business, “Steuerexpert” diploma a must Experience of a minimum of +5 years in
Swisslinx, on behalf of a trading company in Zug, seeks the services of a Legal Counsel to support their operations.
This is an exciting opportunity for a young and driven legal professional to gain experience in a commercial environment. It is well suited to a hard-working and ambitious candidate who enjoys working in a fast-paced environment. Main responsibilities will include: • Corporate housekeeping • Conduct legal research and due diligence • Answering legal questions that come to the department • Legal investigations with reference to corporate l
On behalf of our client, a leading international Investment Bank in the Zürich Area, Swisslinx is currently seeking a PWM Client On-boarder to work within the PWM Operations team.
This is an exciting position which will allow you to further develop your career in a growing and international team. In this position, you will take on a wide variety of responsibilities, such as: Executing client data entry and client on-boarding Reviewing accounts and check if client information is in accordance with regulatory requirements Review legal
Resources Global Professionals (RGP) is searching for experienced internal Auditors (m/f) who can support our international clients in audit and compliance projects within their operations in the industries of financial services, pharmaceutical and manufacturing.
Role: Interim internal Auditor (m/f) Resources Global Professionals (RGP) is searching for experienced internal Auditors (m/f) who can support our international clients in audit and compliance projects within their operations in the industries of financial services, pharma
JP Morgan Private Bank requires a Compliance Officer working within the Advisory team to cover overflow of queries relating to the private banking products.
The individual will provide general support to the Private Bank businesses conducted in the region and will focus on general private banking activities and other investment products. Key responsibilities * Assess and analyze Compliance and Regulatory issues; * Assess and analyze the impact of proposed new products, services and procedures; * Assist business management in the development of policies and procedures designed to achieve and
Asssit the compliance manager in the fulfillment of the compliance monitoring plan In line with AML regime (UK) and the group's policies Counter Terrorist Financing SEEKING AN AML PROFESSIONAL, 4 YEARS+ IN THE AREA, INVESTMENT BANKING BACKGROUND
Role Purpose (overall high level summary of the role) To assist the Compliance Manager in the fulfilment of the compliance monitoring plan in relation to the requirements of the UK Anti-Money Laundering (AML) regime and the Group’s money laundering deterrence policies and procedures across the bank and its subsidiaries and businesses. This will primarily b
Senior Compliance Consultant role within a leading Financial Services firm
Reporting to a Compliance Manager you will be accountable for leading and delivering complex regulatory reviews. Your responsibilities will include producing comprehensive scoping documents clearly articulating areas of coverage; identifying regulatory risks and mitigating controls; testing to ensure controls are designed and operating effectively; producing clear and concise reports detailing your findings and risk exposures. You will oversee resources assigned to your reviews, be responsible for allocating activities a
This role supports financial analysis for Capital, Recovery, and Resolution plans. This role is part of the stress test financial analysis team, and requires review of financial statements and key metrics for planning sessions and stress cases at a business unit level.
GE is an equal opportunity employer, offering a great work environment, challenging career opportunities, professional training and competitive compensation. This role supports financial analysis for Capital, Recovery, and Resolution plans. This role is part of the stress t
Our direct client, an Investment Bank, is looking for a business side Project Manager/Business Analyst to be based in New York, NY. Individual will work within Change Management and be responsible for running and analyzing projects related to reference data.
7 to 10 years experience in Project Management and Business Analysis within a large financial institution running large scale projects. Must have experience with running and analyzing projects related to reference data. Experience with projects related to industry regulatio
UBS is looking for an experienced wealth planner with legal background and fluency in Spanish language.
Perform research and analysis of civil law, common law and legislative law systems of the Southern Latin American region, with particular focus on and expertise/specialization in Argentina, Chile and Peru, to develop wealth planning proposals and/or memoranda for clients, prospects and their advisors. Examine legislation, case law, regional data and current events of the countries within Southern Latin America where our clients reside, an
The Sensitive Client Unit conducts due diligence and pre-approvals for PEPs, SIAPs and SCAPs.
Description: Conduct enhanced due diligence on existing and new clients in accordance with Firm CIP policies and the USA Patriot Act for predominantly international clients and sensitive domestic clients such as PEPs or those associated with high risk industries or countries. Due diligence is comprised of using both internal and external databases. In addition, the analyst will be required to review certain reports and be tasked with ass
Renforcer l'équipe juridique d'une société de gestion
Nous recherchons pour Aviva Investors France, société de gestion de portefeuille agréée en France par l’Autorité des Marchés Financiers sous le numéro GP97-114, entité de gestion d'actifs du Groupe Aviva dont les encours au 31 décembre 2012 atteignent près de 90 milliards d’euros : Dans le cadre d'un Contrat à Durée Déterminée de 3 mois au sein de la Direction juridique, vous aurez pour mission : - Contribution au pilotage chantier "dealing" en liaison avec les équipes internes : organisation de réunions, rédaction des