COMPLIANCE - VICE PRESIDENT / ASST VICE PRESIDENT

  • Competitive package
  • Hong Kong
  • Festanstellung, Vollzeit
  • Recruitment Intelligence Consultants Limited
  • 24 Mär 17

An asset management firm is looking for an outstanding candidate to join as Compliance - Vice President/ Asst Vice President. The position is based in Hong Kong.

  • Asset management firm
  • Excellent Exposure

Our client is an asset management firm with an international presence. To cope with their business expansion, they are seeking an outstanding candidate to join them.

Manage the compliance function of the alternative business i.e. private equity, note issuance, managed account etc. Maintain an effective compliance and control system, review and improve compliance procedures and controls in place, develop policies and processes to comply with new and changing regulations and rules, provide compliance advice to the business and on products.

To qualify for the position, you should be a Degree holder with around 5 to 8 years of relevant experience in relation to securities brokerage or. investment banking. Ability to work independently and be part of a team. Excellent communication skills with fluency in English and Mandarin.

Interested applicants should send a detailed resume to Kelly Kam by email to kkam@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC2718.

(Applicants not contacted within 4 weeks should consider their application unsuccessful.)