Junior Risk et Compliance Officer - Eysins (Switzerland)

  • Selon profil
  • Genf, Genève, Schweiz
  • Festanstellung, Vollzeit
  • Kepler Cheuvreux
  • 05 Jan 17

We are looking for a Junior Risk Officer to join our team in Eysins, closed to Geneva.

Kepler Cheuvreux est une société de services financiers indépendante et européenne de premier rang, spécialisée dans les services d'intermédiation et de conseil. Le groupe compte environ 500 personnes principalement basées à Paris mais aussi à Amsterdam, Boston, Francfort, Genève, Londres, Madrid, Milan, New York, San Francisco, Stockholm, Vienne et Zurich.



Les activités de Kepler Cheuvreux sont organisées autour de 4 lignes métier :

Equities : Recherche, Vente, Trading et Sales Trading

Debt & Credit : Intermédiation sur les produits de taux

Corporate Finance : Fusions et acquisitions

Investment Solutions : Produits structurés


Kepler Cheuvreux is looking for a Junior Risk et Compliance Officer to join a team of 3 persons based in our headquarter in Eysins, closed to Geneva.

RESPONSIBILITIES
Compliance

* Participating in the regulatory and risk assessment of new products, business models and zones
* Conducting “client take on” activities including: AML-CFT checks, Credit Limit allowance and review, and client's investor profile qualification in Swiss and European regulatory environments
* Participating in Market and Regulatory surveillance in various jurisdictions (corporate licence, clients, products applicable laws and regulations)

Risk Management

* Participating in existing risk management analysis and reporting processes: e.g. counterparty risk, structured products margin at risk, public offering campaigns subscription risk, and risk measurements in relation with Regulatory Capital Requirements
* Map business processes identifying key activities, underlying risks and existing controls. List key issues and propose tailored made and practical remediation
* Participating in risk measurement exercises, propose process/systems developments/modifications for Senior Management review
* Seek Risk Management Reporting improvements

Control

* Execute and test the Control Plan and the frequency and level of detail required by the procedure
* Continuously challenge and propose improvements of controls in line with the risks identified
* Identify, describe, analyze underlying risks and impacts and propose recommendations for major incidents
* Prepare Group Reporting


Profil recherché :

PROFIL et SKILLS

* Knowledgeable of financial products, with an emphasis on non equity products (structured products, credit, derivatives…)
* Significant Internships or initial experience in the audit, compliance, risk management or control department of a financial services provider or a bank
* Business and result oriented; willingness to advise and address Front Office responses timely and completely
* Ability to interact with people at all levels and from all functions across the Group
* Achiever, autonomous, reliable
* French and English is a must, spoken and written