Officer - Chat Surveillance

  • Competitive
  • Singapur, Singapore
  • Festanstellung, Vollzeit
  • OCBC Bank
  • 22 Aug 17

Officer - Chat Surveillance

  • Conduct surveillance and monitoring of traders' and other designated staffs' communications.
  • Conduct surveillance and monitoring in respect of obligor grades.
  • Perform activities of the control room function such as maintenance of embargo lists.
  • Drive the implementation of new regulatory requirements.
  • Keep abreast of new and changes to the regulations.
  • Develop, implement and maintain internal policies and procedures.
  • Initiate process improvements.
  • Manage projects assigned.
  • Liaise with regulators, and external and internal auditors.


Qualifications
  • Minimum 2-5 years of relevant experience in regulatory compliance, business/operational compliance or audit within or in respect of the banking/financial sector.
  • Familiar with the relevant laws, regulations, notices and guidelines.
  • Familiar with banking products and services.
  • Possess a university degree (or in lieu of a degree, strong relevant experience).
  • Proven leadership, organization and facilitation skills.
  • Good interpersonal and communication skills.
  • Proactive, independent and resourceful.
  • Embodies team work.
*LI-ML