Securities Compliance jobs (2,159)

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Ant International-Securities Compliance Senior Manager/Manager (Wealth Management - SFC Type 1, 4, 9)-LCAP HK

Ant Technology Group Co., Ltd.

Hong KongPermanent

Competitive

1 month ago

Senior Manager/ Manager Compliance - Securities Firm

Michael Page

Hong KongPermanent

CompetitivePromoted

17 days ago

Head of Legal and Compliance, Reputable Securities House

Capital Access Limited

Hong KongPermanent

HK$1m - HK$1m

21 hours ago

Director, Equities Compliance Advisory - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

1 month ago

Trade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

1 month ago

Legal & Compliance - Private Wealth Legal Group - Securities Attorney, VP (BREIT)

Blackstone

New York, United StatesPermanent

Competitive

2 months ago

VIE Compliance Officer - Securité Financière H/F

Crédit Agricole S.A.

Geneva, SwitzerlandPermanent

Competitive

3 months ago

VIE Compliance Officer - Securité Financière H/F

Indosuez Wealth Management

Geneva, SwitzerlandPermanent

Competitive

3 months ago

Vice President, Private Wealth Compliance Officer (Securities) - SMBC

Sumitomo Mitsui Banking Corporation

SingaporePermanent

Competitive

19 hours ago

Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

1 month ago

Vice President, Compliance - Monitoring & Testing, TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

2 months ago

FAAS Manager - Assistant Controller (IFMS) - Zurich, Basel, Geneva

EY

Zürich, SwitzerlandPermanent

HybridCompetitivePromoted

21 hours ago

Senior Consultant - US-Focused Markets Group (US-FMG) FAAS

EY

Basel, SwitzerlandPermanent

HybridCompetitivePromoted

6 days ago

Manager - Financial Accounting Advisory Services - US focused markets group 100%

EY

Zürich, SwitzerlandPermanent

HybridCompetitivePromoted

6 days ago

Swiss Banker / Client Manager - EAM Desk (IIPOL book) (13870)

Investec

Zürich, SwitzerlandPermanent

Competitive

7 days ago

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