Head of Compliance Head of Compliance …

TalentQuest HR Limited
in Hong Kong
Festanstellung, Vollzeit
Letzte Bewerbung, 14 Jun 21
negotiable
TalentQuest HR Limited
in Hong Kong
Festanstellung, Vollzeit
Letzte Bewerbung, 14 Jun 21
negotiable
Gepostet von:
Queenie Sin • Recruiter
Gepostet von:
Queenie Sin
Recruiter
We are helping a Leading Fintech Firm in Hong Kong to look for the Head of Compliance (Regulatory Compliance focused)

Job Duties:

  • Handle all compliance business related to SFC license
  • In charge of the regulatory, AML and general compliance matters in Hong Kong
  • Ensure all company procedures and activities are in compliance with regulatory standards
  • Develop, maintain and enhance compliance controls, monitoring and supervisory framework including policies and plans
  • Handle regulation institutions with their investigations, inspections and inquiries

Requirements:

  • Bachelor degree holder
  • 10+ years compliance experience in securities firm / asset management firm
  • Legal background would be a plus
  • With experience in handling SFC Type 1, 4, 9 regulated activities & licensing
  • Familiar with SFC and SFO requirements
  • Fluent in Chinese and English
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