Head of Compliance Head of Compliance …

Goodman Masson
in London, England, Vereinigtes Königreich
Festanstellung, Vollzeit
Letzte Bewerbung, 17 Jul 19
circa £120,000 - £130,000
Goodman Masson
in London, England, Vereinigtes Königreich
Festanstellung, Vollzeit
Letzte Bewerbung, 17 Jul 19
circa £120,000 - £130,000
A boutique banking group is looking for someone to come in and head up the compliance function for their futures business here in London but also get involved with wider compliance strategy within the group as the look to continue to grow their business.

Responsibilities will include

Day to day compliance oversight, systems and controls

Management of the compliance framework and the SMCR regulatory approval process

Undertake regulatory risk assessments to identify areas of weakness and areas for improvement

Provide regulatory advice to the board and senior stakeholders

Keeping up to date with regulatory changes

Board reporting and attending committee meetings

Enhance the Risk Framework and Compliance Monitoring plan

Develop a robust regulatory training programme for staff

Embed core values of culture and conduct risk

Regulatory liaison with the PRA and FCA

Unternehmensporträt

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

Close