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Kennedy Pearce

Compliance Manager

Kennedy Pearce Londres, Royaume-Uni
Mise en ligne il y a 3 jours Hybride Intérim £65k - £75k

Compliance Manager

Kennedy Pearce Londres, Royaume-Uni
M
Mise en ligne par
Mark Lawrence
Recruiter

***COMPLIANCE MANAGER - 12 MTH CONTRACT - 2027 START*** Our client is a multi-asset global investment management house with a recognised track record.

DUTIES & RESPONSIBILITIES OF A FTC COMPLIANCE MANAGER

  1. Assisting with the review and approval of financial promotions
  2. Ensuring adherence to the AML/Fraud/ABC/KYC requirements
  3. undertaking monitoring and providing training
  4. Assisting with internal/external audit reports
  5. Reviewing PA Dealing and gifts requests
  6. Analysing conflicts and maintaining policies
  7. Collating MI and making reports

You will have proven generalist Compliance experience from an asset management or fund management background. Salary:£60-75K plus bonus and benefits. Please contact me for more details.

Référence  ML110
À PROPOS DE CETTE ENTREPRISE
London, United Kingdom
Ressources humaines
Kennedy Pearce is a leading recruitment firm focusing on: 🔸 Accounting & Finance 🔹 Technology & Digital 🔸 Banking Operations 🔹 Risk & Compliance ...
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